Effective risk management | Ethical Boardroom


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By Jon Szehofner & Paul Saunders – Co-founders of GD Financial Markets LLP     In recent years, there have been many issues that have impacted the financial stability of global markets, resulting in a shift of the regulatory focus (from both conduct and prudential regulators) to the importance of identifying and mitigating conduct risk within financial services. In support of this objective in the UK, both the conduct (Financial Conduct Authority, or FCA) and prudential regulators (Prudential R.  show all text

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